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Compliance Associate

Shinhan Bank Singapore

placeSingapore home_workOn-site labelAccounting & Finance Jobs publicAggregated job · SG

eventPublished on Jul 04, 2026 · verifiedWe confirmed on Aug 11, 2026 that it's still live

About the job

Job Description & Requirements Advise on suitability, sales practices, and complianceobligations—including conflicts of interest and fair dealing. Oversee the preparation of Statement of Wealth (SOW) documents, target market assessments, and sales controls. Manage client complaints and regulatory breaches, ensuring prompt escalation of misconduct. Oversee and review transaction monitoring alerts, conduct in-depth investigations, and identify potential suspicious activities requiring escalation …

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