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Compliance Associate

Shinhan Bank Singapore

placeSingapore home_workPresencial labelAccounting & Finance Jobs publicVaga agregada · SG

eventPublicada em 04 de jul. de 2026 · verifiedVerificamos em 11 de ago. de 2026 que ainda está no ar

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Job Description & Requirements Advise on suitability, sales practices, and complianceobligations—including conflicts of interest and fair dealing. Oversee the preparation of Statement of Wealth (SOW) documents, target market assessments, and sales controls. Manage client complaints and regulatory breaches, ensuring prompt escalation of misconduct. Oversee and review transaction monitoring alerts, conduct in-depth investigations, and identify potential suspicious activities requiring escalation …

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